Search Result

541 - 560 of 1255 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…