Search Result

521 - 540 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate