Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 4.3 Remuneration disclosure

SUP 16.4 Annual controllers report

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 11.8 Changes in the circumstances of existing controllers

CASS 11.8 Client bank account acknowledgement letters

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DTR 5.4 Aggregation of managed holdings

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

ICOBS 3.1 Distance marketing

SYSC 3.1 Systems and controls

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

FEES 6.4 Management expenses

COBS 20.1A The with-profits fund