Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DTR 2.5 Delaying disclosure of inside information

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

DISP App 3.3A The approach to considering evidence at step 2

COBS 11.7 Personal account dealing

PERG 8.2 Introduction

PERG 2.4 Link between activities and the United Kingdom

MCOB 13.6 Repossessions

PRIN 1.1 Application and purpose

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

SYSC 8.1 General outsourcing requirements

EG 5.3 The basis of settlement discussions

MAR 4.3 Support of the Takeover Panel's Functions

INSPRU 7.1 Application

ICOBS 7.1 The right to cancel

GEN 6.1 Payment of financial penalties

CONC 8.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy