Search Result

441 - 460 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

PERG 15.2 General

As Published: 2011

PERG 15.2 General

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?