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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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