Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 1.2 Introduction

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 3.22 Restriction of, or instruction to close out, open positions

DTR 1B.1 Application and purpose (Corporate governance)

MCOB 3A.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 10A.10 Customer-dealing functions

COLL 8.4 Investment and borrowing powers

PERG 2.4 Link between activities and the United Kingdom

DISP 1.4 Complaints resolution rules

REC 2.9 Transaction recording

EG 7.1 The FCA’s use of sanctions

SUP 11.9 Changes in close links

CASS 7.19 Clearing member client money sub-pools

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 18.4 Friendly Society transfers and amalgamations

EG 16.2 Disapplication orders

EG 7.6 Private warnings