Search Result

221 - 240 of 1232 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction