Search Result

201 - 220 of 1096 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 4.5

As Published: 2015

SYSC 4.5

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman