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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement