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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

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Similar To

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

DTR 8.4 Continuing obligations

PERG 4.4 What is a regulated mortgage contract?

SUP 10C.12 Conditional and time-limited approvals

COLL 4.4 Meetings of Unitholders and service of notices

EG 7.5 Payment of financial penalties

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

COBS 6.1A Adviser charging and remuneration

FEES 13.1 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

CREDS 9.2 Reporting

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration