Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.8 Settlement and clearing facilitation services

EG 4.3 Notification where a particular person is not yet under investigation

REC 2.11 Custody

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 9.1 Application and Purpose

SUP 12.1 Application and purpose

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

COND 2.3 Effective supervision

SUP 17A.2 Connectivity with FCA systems

FIT 2.1 Honesty, integrity and reputation

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

DTR 2.1 Introduction and purpose

MAR 10.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

DEPP 1.2 Introduction to statutory notices

REC 2.16B Operation of a data reporting service

SUP 6.5 Ending authorisation

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 10C.14 Changes to an FCA-approved person’s details