Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 5.2 The central principles of credit risk mitigation

EG 19.10 Enterprise Act 2002

COBS 10.5 Assessing appropriateness: guidance

MAR 4.3 Support of the Takeover Panel's Functions

COBS 9.5 Record keeping and retention periods for suitability records

REC 4.2F Information gathering power on FCA’s own initiative

DTR 5.6 Disclosures by issuers

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 11.7 Personal account dealing

EG 20.1 Introduction

APER 4.5 Statement of Principle 5

CONC 7.5 Pursuing and recovering repayments

FEES 4.1 Introduction

CONC App 1.2 Total charge for credit rules for other agreements

FEES App 1 Annex 4 Glossary of definitions

CREDS 8.3 Approved persons

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy