Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

CREDS 9.2 Reporting

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

CASS 11.2 Firm classification

MAR 1.6 Manipulating transactions

DEPP 5.1 Settlement decision makers

COLL 8.1 Introduction

MAR 5.10 Operation of an SME growth market

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COBS 16.2 Occasional reporting

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

DEPP 6.4 Financial penalty or public censure

COBS 6.2A Describing advice services [deleted]

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

DEPP 3.2 The operation of the RDC

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

COBS 9.2 Assessing suitability

PERG 7.6 Applications for a certificate

MCOB 8.6A Execution-only sales

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative