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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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