Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

As Published: 2015

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COBS 10.1 Application

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

CONC 5A.5 Consequences of contravention of the cost caps

PERG 13.5A Child trust funds and MiFID

REC 4.6A The section 192C power to direct qualifying parent undertakings

COLL 9.3 Section 272 recognised schemes

SUP 10A.8 Systems and controls functions

COBS 16.4 Statements of client designated investments or client money

IPRU-INV 5.16 Foreign exchange requirement

IPRU-INV 5.2 General requirement

CASS 5.6 Client money distribution

EG 19.32 The Payment Accounts Regulations 2015

PRIN 3.4 General

PERG 5.3 Contracts of insurance

COLL 7.2 Suspension and restart of dealings

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

MAR 9.2 Authorisation and verification

RCB 3.2 Annual confirmations of compliance and asset pool monitor