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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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COBS 11.7 Personal account dealing

REC 4.7 The section 297 power to revoke recognition

DISP 1.3 Complaints handling rules

DEPP 7.2 Interviews

COLL 4.7 Key investor information and marketing communications

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