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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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