Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.24 Retirement income data reporting

RCB 2.2 Applying for registration

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

PERG 7.6 Applications for a certificate

RCB 3.5 Other notifications

MCOB 9.5 Disclosure at the offer stage for equity release transactions

FEES 6.3 The FSCS's power to impose levies

CONC 8.7 Charging for debt counselling, debt advice and related services

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

PERG 2.3 The business element