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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SYSC 4.9

As Published: 2015

SYSC 4.9

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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MAR 5A.5 Systems and controls for algorithmic trading

COBS 6.1C Consultancy charging and remuneration

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

REC 4.2F Information gathering power on FCA’s own initiative

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 10A.7 FCA required functions

DEPP 8.1 Introduction

TC App 3.1 Circumstances in which TC does not apply

SUP 10A.8 Systems and controls functions

COCON 1.2 Investments

GEN 4.4 Business for retail clients from non-UK offices

PERG 8.35 Authorisation and exemption

REC 6.1 Introduction and legal background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SYSC 4.9

EG 19.18 Counter-Terrorism Act 2008

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

PERG 1.1 Application and purpose