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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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