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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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Similar To

SUP 9.1 Application and purpose

SUP 16.18 AIFMD reporting

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

APER 3.1 Introduction

EG 8.8 Other relevant powers

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 6.6 Supervision

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration