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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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Similar To

PERG 4.2 Introduction

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

ICOBS 3.2 E-Commerce

REC 4.7 The section 297 power to revoke recognition

RCB 3.6 Fees and other matters

ICOBS 6.4 Pre- and post-contract information: protection policies

PRIN 1.2 Clients and the Principles

BIPRU 5.6 Master netting agreements

SUP 11.2 Purpose

PERG 5.13 Appointed representatives

COBS 14.3 Information about designated investments (non-MiFID provisions)

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products