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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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Similar To

EG 10.4 Other relevant powers

PERG 5.1 Application and purpose

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 16.7A Annual report and accounts

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

COND 1.2 Purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 11.5 Notifications by firms

PERG 8.6 Communicate

APER 3.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy