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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

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Similar To

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

REC 2.1 Introduction

PERG 8.5 In the course of business

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 3.4 Members of the management body and internal organisation

PERG 8.6 Communicate

COND 2.5 Suitability

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.1 Application

EG 12.1 The FCA’s general approach

APER 4.4 Statement of Principle 4

SUP 10C.15 Forms and other documents and how to submit them to the FCA