Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 4.4 Appropriate actuaries

SUP 4.2 Purpose

DEPP 8.2 Use of the own-initiative variation of approval power: general

DEPP 7.2 Interviews

SYSC 4.6

EG 6.2 Publicity during, or upon the conclusion of regulatory action

COLL 12.2 UK UCITS management companies

REC 1.2 Purpose, status and quotations, notes or references

BIPRU 9.3 Requirements for originators and sponsors

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES App 1.2 Periodic Fees

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 10C.2 Purpose

COLL 13.2 Operational requirements for feeder NURS

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 5.5 Duties of firms

EG 19.32 The Payment Accounts Regulations 2015

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP 15.7 Form and method of notification