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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

SYSC 4.8

As Published: 2015

SYSC 4.8

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general