Search Result

181 - 200 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application