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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

TC App 5.1

As Published: 2010

TC App 5.1

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement