Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 4.2 The IRB approach: High level material

MAR 5.3 Trading process requirements

BIPRU 4.10 The IRB approach: Credit risk mitigation

MIPRU 4.2D Liquidity resources requirements

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

PERG 5.4 The business test

LR 6.5 Controlling shareholders

DTR 7.1 Audit committees

PERG 2.6 Specified investments: a broad outline

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

SUP 15.9 Notifications by members of financial conglomerates

SUP App 3.6 Freedom to provide services

COBS 11.2 Best execution for AIFMs and residual CIS operators

INSPRU 1.5 Internal-contagion risk

EG 10.5 Section 198: the FCA’s policy [deleted]

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

REC 2.13 Promotion and maintenance of standards