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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 6.1 Application

As Published: 2005

LR 6.1 Application

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 3.1 Application

As Published: 2005

LR 3.1 Application

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 20.1 Application

As Published: 2010

LR 20.1 Application

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR