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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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