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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SYSC 4.5

As Published: 2015

SYSC 4.5

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Effective Period

Similar To

EG 9.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 2.4 Link between activities and the United Kingdom

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

PERG 12.1 Background

MCOB 2.5 Reliance on others

REC 6.3 Recognition requirements

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974