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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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MAR 8.2 Requirements for benchmark submitters [deleted]

LR 8.7 Supervision of sponsors

DTR 5.4 Aggregation of managed holdings

SUP 16.5 Annual Close Links Reports

TC App 6.1 Accredited bodies

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CASS 7.13 Segregation of client money

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme