Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.36 Illustrative tables

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 6.3 Recognition requirements

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 19A.1 General application and purpose

PERG 13.3 Investment Services and Activities

BIPRU 7.11 Credit derivatives in the trading book

REC 4.6 The section 296 power to give directions

BIPRU 7.9 Use of a CAD 1 model

PERG 2.5 Investments and activities: general

COLL 6.9 Independence, names and UCITS business restrictions

MAR 5A.9 Suspension and removal of financial instruments

SYSC 21.1 Risk control: guidance on governance arrangements

DTR 6.3 Dissemination of information

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 5.1 Skills, knowledge and expertise

REC 4.1 Application and purpose

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 12.4 UCITS product passport