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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

…

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

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