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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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EG 19.32 The Payment Accounts Regulations 2015

SUP 16.18 AIFMD reporting

MCOB 7A.3 Early repayment disclosure

SUP 10A.9 Significant management functions [deleted]

MCOB 7.1 Application

MCOB 12.2 Purpose

COLL 1.1 Applications and purpose

SUP 15.2 Purpose

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

SUP 2.4 'Mystery shopping'

MCOB 2.8 Record keeping

FEES 1.1 Application and Purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy