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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017