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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 4.8

As Published: 2015

SYSC 4.8

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments