Search Result

481 - 500 of 1302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money