Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 13.7 Circulars about purchase of own equity shares

LR 12.1 Application

REC 3.8 Financial and other information

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 6.6 Control of the business

LR 13.4 Class 1 circulars

REC 4.7 The section 297 power to revoke recognition

SUP 12.9 Record keeping

DTR 6.3 Dissemination of information

LR 13.3 Contents of all circulars

COLL 7.7 UCITS mergers

LR 10.1 Preliminary

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.4 Suitability

SYSC 3.2 Areas covered by systems and controls

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

MAR 1.4 Unlawful disclosure

BIPRU 12.8 Cross-border and intra-group management of liquidity