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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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FEES 5.1 Application and Purpose

PERG 2.1 Application and purpose

CREDS 2.1 Application and purpose

ICOBS 7.2 Effects of cancellation

MAR 10.2 Position limit requirements

SUP 3.7 Notification of matters raised by auditor

SUP 8.9 Decision making

DTR 4.2 Half-yearly financial reports

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 3.1 Application and purpose

COBS 4.1 Application

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]