Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 7A.5 Requirements when acting as a general clearing member

CASS 7.12 Organisational requirements: client money

MAR 5.4 Finalisation of transactions

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MAR 5A.6 Finalisation of transactions

COBS 20.2 Treating with-profits policyholders fairly

SYSC 22.1 Application

EG 8.1 Introduction

PERG 4.4 What is a regulated mortgage contract?

SUP 11.8 Changes in the circumstances of existing controllers

CASS 1.3 General application: where?

COLL 7.6 Schemes of arrangement

DTR 1B.1 Application and purpose (Corporate governance)

SUP 3.4 Auditors' qualifications

COLL 9.1 Application and general information

FIT 2.3 Financial soundness