Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.13 Reporting under the Payment Services Regulations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

DTR 1.2 Modifying rules and consulting the FCA

MCOB 4.4A Initial disclosure requirements

FEES 6.5 Compensation costs

COLL 4.7 Key investor information and marketing communications

INSPRU 1.5 Internal-contagion risk

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

CREDS 2.1 Application and purpose

APER 4.5 Statement of Principle 5

SUP 4.2 Purpose

SYSC 14.1 Application

PERG 4.1 Application and purpose

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

CASS 1A.2 CASS firm classification

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements