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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

DEPP 7.2 Interviews

COLL 6.12 Risk management policy and risk measurement

BIPRU 8.5 Basis of consolidation

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 4.5

DEPP 8.2 Use of the own-initiative variation of approval power: general

APER 1.1A Application

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

GENPRU 3.2 Third-country groups

CASS 1A.3 Responsibility for CASS operational oversight

REC 3.3 Waivers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]