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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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Effective Period

Similar To

EG 2.12 Co-operation

PERG 9.3 The definition

FIT 1.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

COND 1.3 General

SUP 6.2 Introduction

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 16.2 Disapplication orders

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.16 Complaints

REC 4.4 Complaints

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

PERG 8.4 Invitation or inducement

DTR 8.5 Supervision of primary information providers

FEES 3.2 Obligation to pay fees

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 10.4 Other relevant powers

SUP 16.17 Remuneration reporting [deleted]