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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SYSC 4.6

As Published: 2015

SYSC 4.6

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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Similar To

SUP 5.3 Policy on the use of skilled persons

DTR 8.5 Supervision of primary information providers

PERG 8.12 Exemptions applying to all controlled activities

SUP 16.3 General provisions on reporting

SYSC 19D.3 Remuneration principles

EG 5.6 Mediation

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 6.12 Risk management policy and risk measurement

DEPP 6.5 Determining the appropriate level of financial penalty

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 6.4 Publicity in RDC cases

REC 3.3 Waivers

MAR 10.5 Other reporting, notifications and information requirements

EG 12.3 Criminal prosecutions in cases of market abuse

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SYSC 4.6

DEPP 7.2 Interviews

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions