Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

…

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.5 FCA governing functions: Executive

EG 2.4 Case selection: Unauthorised business

CONC 10.1 Application and purpose

SUP 10A.15 References and accurate information

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.36 Illustrative tables

IPRU-INV 11.1 INTRODUCTION

PERG 4.4 What is a regulated mortgage contract?

SUP 18.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

SUP 10A.16 How to apply for approval and give notifications

RCB 2.3 Determination of registration

DTR 8.4 Continuing obligations

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

EG 10.1 Introduction

SUP 8.8 Revoking waivers