Search Result

221 - 240 of 1328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

APER 1.1A Application

As Published: 2015

APER 1.1A Application