Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 5.4 Financial resources requirement

CONC 8.6 Changes to contractual payments

COLL 5.5 Cash, borrowing, lending and other provisions

FEES 6.7 Payment of levies

MCOB 4.11 Sale and rent back: advising and selling standards

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 10A.13 Application for approval and withdrawing an application for approval

COLL 11.4 Depositaries

APER 4.1 Statement of Principle 1

SYSC 4.1 General requirements

MCOB 11.6 Responsible lending and financing

COLL 14.4 Income allocation and distribution

CASS 5.4 Non-statutory client money trust

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 7.1 Risk control

CONC 2.5 Conduct of business: credit broking

COLL 6.10 Senior personnel responsibilities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 2.8 Exclusions applicable to particular regulated activities